About USWMA
A boutique Registered Investment Adviser.
US Wealth Management Advisors, LLC was founded to provide non discretionary advisory services to institutions, financial advisors, and high net worth individuals. Each engagement begins with a written advisory agreement and is governed by the disclosures set out in our Form ADV.
2016
Founded (FL LLC, Aug 27)
2022
Re domiciled Delaware LLC
30+ yrs
Principal's industry experience
0
Disclosed disciplinary events
Who we are
Manhattan based. Registered. Built around the client.
USWMA was founded on August 27, 2016 as a Florida LLC and re domiciled as a Delaware LLC on May 4, 2022. The firm is headquartered at 501 Fifth Avenue in Midtown Manhattan, in the landmark Astor Trust Company Building at the corner of 42nd Street.
We are a Registered Investment Adviser. All client accounts are managed on a strict non discretionary basis: clients authorize every transaction prior to execution. There is no proprietary trading and no omnibus structure.
Our motto is Integrity and Performance, in that order. The use of the word “performance” in our motto refers to the process discipline we apply to every engagement; it is not a representation, guarantee, or projection of investment returns. Past performance is not indicative of future results.
Our city
In the heart of Manhattan.
We work from a Fifth Avenue landmark, a few blocks from Bryant Park and a short ride from the floor of the Exchange. A sense of place, and of permanence.
c. 1917Our home
The Astor Trust Company Building
A classical limestone landmark at the corner of Fifth Avenue and 42nd Street, an address tied to American finance for more than a century. The setting suits the work: measured, deliberate, and built to last.
New York, NY 10017
Gallery
A few steps from the center of it all.
Midtown Manhattan
The Chrysler Building, a few blocks from the firm.
Photo 1 of 6: The Chrysler Building, a few blocks from the firm.
Leadership
Alfonso Lucio Vigliotti
Founder & President · Managing Advisor
Chairman Emeritus, Liberty Associates, Inc.
Mr. Vigliotti has more than 30 years of experience in financial services across portfolio management, capital markets, and advisory. He founded USWMA in 2016 to provide non discretionary advisory services to institutions, advisors, and high net worth individuals.
- Industry experience
- 30+ years
- Education
- B.S. Business Administration (Finance & Accounting), University of Pittsburgh. Post graduate coursework at USF, FAU, and FSU.
- Disclosed disciplinary events
- None reported on the most recent Form ADV filing. Verify on IAPD.
Disclosed outside business activities
Mr. Vigliotti serves as Chairman Emeritus of Liberty Associates, Inc. a FINRA registered broker dealer, and as Founder/President of Wealth Management Centers, LLC. Outside business activities always present potential conflicts of interest and are disclosed in USWMA’s Form ADV. Clients are never required to use Liberty Associates or any affiliate for execution or any other service.
Verify on Public adviser disclosure · FINRA BrokerCheck
What we stand for
Four commitments, to every client.
Non discretionary, by design
Every order comes from a written client authorization. We don't trade for you, we trade with you.
Written engagements
Every engagement is governed by a written advisory agreement. Scope, complexity, and duration are agreed in writing at the outset.
Disclosed conflicts of interest
Material outside business activities of the principal are documented in Form ADV. Clients are never required to use any affiliated party for execution or other services.
Boring operations, in the best sense
Daily reconciliations, T+1 accuracy, quarterly performance packs. Operational hygiene is a feature.
Verify our credentials
Two public databases. One click each.
Don't take our word for it, look us up directly with the regulators that publish adviser and broker dealer disclosures.
Adviser disclosure
US Wealth Management Advisors, LLC
Firm summary, Form ADV Part 2, disciplinary history
Open IAPD →
FINRA BrokerCheck
Broker dealer disclosures
Search FINRA’s public broker dealer database for any disclosed affiliation.
Open BrokerCheck →
Custodian: Interactive Brokers LLC, fully disclosed, separately maintained accounts. All material outside business activities of the principal are disclosed in USWMA’s Form ADV.
Begin a conversation
Let's see if we're the right fit.
If our approach resonates, we'd be glad to talk. We value listening first, every engagement begins with a written advisory agreement.