Platform Services
USWMA is built as a platform company. Take what you need, managed accounts only, planning only, or the full stack, on a written platform engagement. The client relationship and applicable regulatory obligations remain with the advisor of record.
What we provide
Each is available on its own. Combine them when it makes sense for your practice.
Run your book on USWMA's managed accounts program. Separately custodied at Interactive Brokers, advisor named, fully disclosed. Non discretionary by default.
Cash flow, retirement, estate, and tax aware planning workflows. Use our planners to scale your output without hiring.
Ad hoc engagements priced hourly. Manager due diligence, IPS drafting, succession modeling, and concentrated position strategies.
Custody and operations
Reporting and tooling
Engagement models
Use the platform where the economics work for your practice. All arrangements are set out in a written platform agreement.
| Service | Fee |
|---|---|
Managed accounts (platform) Advisor named accounts at Interactive Brokers. Direct billing or rebate models available. | Negotiated |
Financial planning support Priced by engagement scope and complexity, agreed in writing at the outset. | Flat or hourly |
Consulting and research Ad hoc engagements such as manager due diligence, IPS drafting, and succession modeling. | Hourly |
Fees are negotiable. Lower fees for comparable services may be available from other sources. Refer to USWMA's Form ADV Part 2A for a full description of fees, expenses, services, and material conflicts of interest.
Platform inquiries
A 30 minute conversation usually answers the question. Engagement is subject to a written platform agreement and applicable regulatory review; nothing on this site constitutes an offer of advisory services.
